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Yggdrasil provides both prebuilt policy frameworks for common regulatory standards and support for custom PDF upload to extract rules from any compliance document.

Prebuilt Frameworks

Yggdrasil ships with production-ready rule packs for three major regulatory frameworks:

AML / FinCEN

11 rules covering currency transaction reporting, structuring detection, and suspicious activity monitoring

GDPR

15 rules across consent, encryption, DPO requirements, and data subject rights

SOC2

9 rules mapped to the five SOC2 trust principles (Security, Availability, Confidentiality, Processing Integrity, Privacy)

Why Use Prebuilt Frameworks?

  • Instant deployment — Rules are ready to use immediately with no extraction step
  • Battle-tested logic — Each rule includes real-world historical context and average fines
  • Compound conditions — Rules combine multiple signals (behavioral + temporal + relational) to minimize false positives
  • Explainability — Every rule includes policy excerpts, article references, and breach examples

Custom PDF Upload

For proprietary or industry-specific regulations, upload any regulatory PDF and let Gemini 2.5 Flash extract structured, enforceable rules.

Custom PDF Extraction

Upload any compliance document and extract rules with the Signal Specificity Framework

How It Works

  1. Upload PDF — Upload your regulatory document (AML, HIPAA, PCI-DSS, internal policy, etc.)
  2. AI Extraction — Gemini parses the document and identifies enforceable clauses
  3. Rule Generation — Each rule is converted to compound boolean logic with thresholds
  4. Quality Filtering — Only rules meeting minimum specificity threshold (2.0) are accepted

Key Differences

FeaturePrebuilt FrameworksCustom PDF
Setup TimeInstant30-60 seconds (extraction)
Rule QualityHand-curatedAI-extracted + validated
CustomizationFixed rules (can be toggled)Fully custom to your document
Historical ContextIncludes fines & breach examplesPolicy text only
Use CaseStandard compliance (AML, GDPR, SOC2)Industry-specific or proprietary policies

Choosing the Right Approach

Use prebuilt frameworks when:
  • You need to comply with AML/FinCEN, GDPR, or SOC2
  • You want production-ready rules with minimal configuration
  • You need historical fine data and breach examples for risk assessment
Use custom PDF upload when:
  • You have industry-specific regulations (HIPAA, PCI-DSS, GLBA, etc.)
  • You’re enforcing internal company policies
  • You need rules extracted from proprietary compliance documents
  • You want full control over the regulatory text source

What Happens After Selection

Regardless of which approach you choose:
  1. Review Rules — All extracted or prebuilt rules are shown for review
  2. Toggle Activation — Enable or disable individual rules before scanning
  3. Map Your Data — Connect your CSV columns to the schema fields required by rules
  4. Run Scan — Execute deterministic rule evaluation against your dataset
  5. Review Violations — Get explainable results with policy excerpts and evidence
All rule execution is deterministic — no AI models are used in the enforcement loop. Explanations are generated from templates, not LLM calls.

Next Steps

Explore AML Rules

View the 11 AML/FinCEN rules for financial transaction monitoring

Explore GDPR Rules

View the 15 GDPR rules across consent, encryption, and data subject rights

Explore SOC2 Rules

View the 9 SOC2 rules mapped to trust service criteria

Upload Custom PDF

Learn how custom PDF extraction works with the Signal Specificity Framework

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